Transport Area Working Group B. Briscoe
Internet-Draft BT
Updates: 3168, 4301 July 24, 2009
(if approved)
Intended status: Standards Track
Expires: January 25, 2010
Tunnelling of Explicit Congestion Notification
draft-ietf-tsvwg-ecn-tunnel-03
Status of This Memo
This Internet-Draft is submitted to IETF in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that
other groups may also distribute working documents as Internet-
Drafts.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt.
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
This Internet-Draft will expire on January 25, 2010.
Copyright Notice
Copyright (c) 2009 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents in effect on the date of
publication of this document (http://trustee.ietf.org/license-info).
Please review these documents carefully, as they describe your rights
and restrictions with respect to this document.
Abstract
This document redefines how the explicit congestion notification
Briscoe Expires January 25, 2010 [Page 1]
Internet-Draft ECN Tunnelling July 2009
(ECN) field of the IP header should be constructed on entry to and
exit from any IP in IP tunnel. On encapsulation it updates RFC3168
to bring all IP in IP tunnels (v4 or v6) into line with RFC4301 IPsec
ECN processing. On decapsulation it updates both RFC3168 and RFC4301
to add new behaviours for previously unused combinations of inner and
outer header. The new rules propagate the ECN field whether it is
used to signal one or two severity levels of congestion, whereas
before they propagated only one. Tunnel endpoints can be updated in
any order without affecting pre-existing uses of the ECN field
(backward compatible). Nonetheless, operators wanting to support two
severity levels (e.g. for pre-congestion notification--PCN) can
require compliance with this new specification. A thorough analysis
of the reasoning for these changes and the implications is included.
Briscoe Expires January 25, 2010 [Page 2]
Internet-Draft ECN Tunnelling July 2009
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 8
1.1. Scope . . . . . . . . . . . . . . . . . . . . . . . . . . 9
2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 10
3. Summary of Pre-Existing RFCs . . . . . . . . . . . . . . . . . 11
3.1. Encapsulation at Tunnel Ingress . . . . . . . . . . . . . 11
3.2. Decapsulation at Tunnel Egress . . . . . . . . . . . . . . 12
4. New ECN Tunnelling Rules . . . . . . . . . . . . . . . . . . . 13
4.1. Default Tunnel Ingress Behaviour . . . . . . . . . . . . . 13
4.2. Default Tunnel Egress Behaviour . . . . . . . . . . . . . 14
4.3. Encapsulation Modes . . . . . . . . . . . . . . . . . . . 16
4.4. Single Mode of Decapsulation . . . . . . . . . . . . . . . 17
5. Changes from Earlier RFCs . . . . . . . . . . . . . . . . . . 18
5.1. Changes to RFC4301 ECN processing . . . . . . . . . . . . 18
5.2. Changes to RFC3168 ECN processing . . . . . . . . . . . . 19
5.3. Motivation for Changes . . . . . . . . . . . . . . . . . . 19
5.3.1. Motivation for Changing Encapsulation . . . . . . . . 20
5.3.2. Motivation for Changing Decapsulation . . . . . . . . 21
6. Backward Compatibility . . . . . . . . . . . . . . . . . . . . 23
6.1. Non-Issues Updating Decapsulation . . . . . . . . . . . . 23
6.2. Non-Update of RFC4301 IPsec Encapsulation . . . . . . . . 23
6.3. Update to RFC3168 Encapsulation . . . . . . . . . . . . . 24
7. Design Principles for Future Non-Default Schemes . . . . . . . 24
8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 26
9. Security Considerations . . . . . . . . . . . . . . . . . . . 26
10. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . 27
11. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 28
12. Comments Solicited . . . . . . . . . . . . . . . . . . . . . . 28
13. References . . . . . . . . . . . . . . . . . . . . . . . . . . 29
13.1. Normative References . . . . . . . . . . . . . . . . . . . 29
13.2. Informative References . . . . . . . . . . . . . . . . . . 29
Appendix A. Early ECN Tunnelling RFCs . . . . . . . . . . . . . . 31
Appendix B. Design Constraints . . . . . . . . . . . . . . . . . 32
B.1. Security Constraints . . . . . . . . . . . . . . . . . . . 32
B.2. Control Constraints . . . . . . . . . . . . . . . . . . . 34
B.3. Management Constraints . . . . . . . . . . . . . . . . . . 35
Appendix C. Contribution to Congestion across a Tunnel . . . . . 36
Appendix D. Why Losing ECT(1) on Decapsulation Impedes PCN . . . 36
Appendix E. Why Resetting ECN on Encapsulation Impedes PCN . . . 38
Appendix F. Compromise on Decap with ECT(1) Inner and ECT(0)
Outer . . . . . . . . . . . . . . . . . . . . . . . . 39
Briscoe Expires January 25, 2010 [Page 3]
Internet-Draft ECN Tunnelling July 2009
Request to the RFC Editor (to be removed on publication):
In the RFC index, RFC3168 should be identified as an update to
RFC2481, RFC2401 and RFC2003. RFC4301 should be identified as an
update to RFC3168.
Changes from previous drafts (to be removed by the RFC Editor)
Full text differences between IETF draft versions are available at
, and
between earlier individual draft versions at
From ietf-02 to ietf-03 (current):
* Functional changes:
+ Corrected errors in recap of previous RFCs, which wrongly
stated the different decapsulation behaviours of RFC3168 &
RFC4301 with a Not-ECT inner header. This also required
corrections to the "Changes from Earlier RFCs" and the
Motivations for these changes.
+ Mandated that any future standards action SHOULD NOT use the
ECT(0) codepoint as an indication of congestion, without
giving strong reasons.
+ Added optional alarm when decapsulating ECT(1) outer,
ECT(0), but noted it would need to be disabled for
2-severity level congestion (e.g. PCN).
* Structural changes:
+ Removed Document Roadmap which merely repeated the Contents
(previously Section 1.2).
+ Moved "Changes from Earlier RFCs" (Section 5) before
Section 6 on Backward Compatibility and internally organised
both by RFC, rather than by ingress then egress.
+ Moved motivation for changing existing RFCs (Section 5.3) to
after the changes are specified.
+ Moved informative "Design Principles for Future Non-Default
Schemes" after all the normative sections.
+ Added Appendix A on early history of ECN tunnelling RFCs.
Briscoe Expires January 25, 2010 [Page 4]
Internet-Draft ECN Tunnelling July 2009
+ Removed specialist appendix on "Relative Placement of
Tunnelling and In-Path Load Regulation" (Appendix D in the
-02 draft)
+ Moved and updated specialist text on "Compromise on Decap
with ECT(1) Inner and ECT(0) Outer" from Security
Considerations to Appendix F
* Textual changes:
+ Simplified vocabulary for non-native-english speakers
+ Simplified Introduction and defined regularly used terms in
an expanded Terminology section.
+ More clearly distinguished statically configured tunnels
from dynamic tunnel endpoint discovery, before explaining
operating modes.
+ Simplified, cut-down and clarified throughout
+ Updated references.
From ietf-01 to ietf-02:
* Scope reduced from any encapsulation of an IP packet to solely
IP in IP tunnelled encapsulation. Consequently changed title
and removed whole section 'Design Guidelines for New
Encapsulations of Congestion Notification' (to be included in a
future companion informational document).
* Included a new normative decapsulation rule for ECT(0) inner
and ECT(1) outer that had previously only been outlined in the
non-normative appendix 'Comprehensive Decapsulation Rules'.
Consequently:
+ The Introduction has been completely re-written to motivate
this change to decapsulation along with the existing change
to encapsulation.
+ The tentative text in the appendix that first proposed this
change has been split between normative standards text in
Section 4 and Appendix D, which explains specifically why
this change would streamline PCN. New text on the logic of
the resulting decap rules added.
Briscoe Expires January 25, 2010 [Page 5]
Internet-Draft ECN Tunnelling July 2009
* If inner/outer is Not-ECT/ECT(0), changed decapsulation to
propagate Not-ECT rather than drop the packet; and added
reasoning.
* Considerably restructured:
+ "Design Constraints" analysis moved to an appendix
(Appendix B);
+ Added Section 3 to summarise relevant existing RFCs;
+ Structured Section 4 and Section 6 into subsections.
+ Added tables to sections on old and new rules, for precision
and comparison.
+ Moved Section 7 on Design Principles to the end of the
section specifying the new default normative tunnelling
behaviour. Rewritten and shifted text on identifiers and
in-path load regulators to Appendix B.1 [deleted in revision
-03].
From ietf-00 to ietf-01:
* Identified two additional alarm states in the decapsulation
rules (Figure 4) if ECT(X) in outer and inner contradict each
other.
* Altered Comprehensive Decapsulation Rules (Appendix D) so that
ECT(0) in the outer no longer overrides ECT(1) in the inner.
Used the term 'Comprehensive' instead of 'Ideal'. And
considerably updated the text in this appendix.
* Added Appendix D.1 (removed again in a later revision) to weigh
up the various ways the Comprehensive Decapsulation Rules might
be introduced. This replaces the previous contradictory
statements saying complex backwards compatibility interactions
would be introduced while also saying there would be no
backwards compatibility issues.
* Updated references.
From briscoe-01 to ietf-00:
* Re-wrote Appendix C giving much simpler technique to measure
contribution to congestion across a tunnel.
Briscoe Expires January 25, 2010 [Page 6]
Internet-Draft ECN Tunnelling July 2009
* Added discussion of backward compatibility of the ideal
decapsulation scheme in Appendix D
* Updated references. Minor corrections & clarifications
throughout.
From briscoe-00 to briscoe-01:
* Related everything conceptually to the uniform and pipe models
of RFC2983 on Diffserv Tunnels, and completely removed the
dependence of tunnelling behaviour on the presence of any in-
path load regulation by using the [1 - Before] [2 - Outer]
function placement concepts from RFC2983;
* Added specific cases where the existing standards limit new
proposals, particularly Appendix E;
* Added sub-structure to Introduction (Need for Rationalisation,
Roadmap), added new Introductory subsection on "Scope" and
improved clarity;
* Added Design Guidelines for New Encapsulations of Congestion
Notification;
* Considerably clarified the Backward Compatibility section
(Section 6);
* Considerably extended the Security Considerations section
(Section 9);
* Summarised the primary rationale much better in the
conclusions;
* Added numerous extra acknowledgements;
* Added Appendix E. "Why resetting CE on encapsulation harms
PCN", Appendix C. "Contribution to Congestion across a Tunnel"
and Appendix D. "Ideal Decapsulation Rules";
* Re-wrote Appendix B [deleted in a later revision], explaining
how tunnel encapsulation no longer depends on in-path load-
regulation (changed title from "In-path Load Regulation" to
"Non-Dependence of Tunnelling on In-path Load Regulation"), but
explained how an in-path load regulation function must be
carefully placed with respect to tunnel encapsulation (in a new
sub-section entitled "Dependence of In-Path Load Regulation on
Tunnelling").
Briscoe Expires January 25, 2010 [Page 7]
Internet-Draft ECN Tunnelling July 2009
1. Introduction
Explicit congestion notification (ECN [RFC3168]) allows a forwarding
element to notify the onset of congestion without having to drop
packets. Instead it can explicitly mark a proportion of packets in
the 2-bit ECN field in the IP header (Table 1 recaps the ECN
codepoints).
The outer header of an IP packet can encapsulate one or more IP
headers for tunnelling. A forwarding element using ECN to signify
congestion will only mark the immediately visible outer IP header.
When a tunnel decapsulator later removes this outer header, it
follows rules to propagate congestion markings by combining the ECN
fields of the inner and outer IP header into one outgoing IP header.
This document updates those rules for IPsec [RFC4301] and non-IPsec
[RFC3168] tunnels to add new behaviours for previously unused
combinations of inner and outer header. It also updates the tunnel
ingress behaviour of RFC3168 to match that of RFC4301. The updated
rules are backward compatible with RFC4301 and RFC3168 when
interworking with any other tunnel endpoint complying with any
earlier specification.
When ECN and its tunnelling was defined in RFC3168, only the minimum
necessary changes to the ECN field were propagated through tunnel
endpoints--just enough for the basic ECN mechanism to work. This was
due to concerns that the ECN field might be toggled to communicate
between a secure site and someone on the public Internet--a covert
channel. This was because a mutable field like ECN cannot be
protected by IPsec's integrity mechanisms--it has to be able to
change as it traverses the Internet.
Nonetheless, the latest IPsec architecture [RFC4301] considers a
bandwidth limit of 2 bits per packet on a covert channel makes it a
manageable risk. Therefore, for simplicity, an RFC4301 ingress
copies the whole ECN field to encapsulate a packet. It also
dispenses with the two modes of RFC3168, one which partially copied
the ECN field, and the other which blocked all propagation of ECN
changes.
Unfortunately, this entirely reasonable sequence of standards actions
resulted in a perverse outcome; non-IPsec tunnels (RFC3168) blocked
the 2-bit covert channel, while IPsec tunnels (RFC4301) did not--at
least not at the ingress. At the egress, both IPsec and non-IPsec
tunnels still partially restricted propagation of the full ECN field.
The trigger for the changes in this document was the introduction of
pre-congestion notification (PCN [I-D.ietf-pcn-marking-behaviour]) to
Briscoe Expires January 25, 2010 [Page 8]
Internet-Draft ECN Tunnelling July 2009
the IETF standards track. PCN needs the ECN field to be copied at a
tunnel ingress and it needs four states of congestion signalling to
be propagated at the egress, but pre-existing tunnels only propagate
three in the ECN field.
This document draws on currently unused (CU) combinations of inner
and outer headers to add tunnelling of four-state congestion
signalling to RFC3168 and RFC4301. Operators of tunnels who
specifically want to support four states can require that all their
tunnels comply with this specification. Nonetheless, all tunnel
endpoint implementations (RFC4301, RFC3168, RFC2481, RFC2401,
RFC2003) can safely be updated to this new specification as part of
general code maintenance. This will gradually add support for four
congestion states to the Internet. Existing three state schemes will
continue to work as before.
At the same time as harmonising covert channel constraints, the
opportunity has been taken to draw together diverging tunnel
specifications into a single consistent behaviour. Then any tunnel
can be deployed unilaterally, and it will support the full range of
congestion control and management schemes without any modes or
configuration. Further, any host or router can expect the ECN field
to behave in the same way, whatever type of tunnel might intervene in
the path.
1.1. Scope
This document only concerns wire protocol processing of the ECN field
at tunnel endpoints and makes no changes or recommendations
concerning algorithms for congestion marking or congestion response.
This document specifies common ECN field processing at encapsulation
and decapsulation for any IP in IP tunnelling, whether IPsec or non-
IPsec tunnels. It applies irrespective of whether IPv4 or IPv6 is
used for either of the inner and outer headers. It applies for
packets with any destination address type, whether unicast or
multicast. It applies as the default for all Diffserv per-hop
behaviours (PHBs), unless stated otherwise in the specification of a
PHB. It is intended to be a good trade off between somewhat
conflicting security, control and management requirements.
[RFC2983] is a comprehensive primer on differentiated services and
tunnels. Given ECN raises similar issues to differentiated services
when interacting with tunnels, useful concepts introduced in RFC2983
are used throughout, with brief recaps of the explanations where
necessary.
Briscoe Expires January 25, 2010 [Page 9]
Internet-Draft ECN Tunnelling July 2009
2. Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
Table 1 recaps the names of the ECN codepoints [RFC3168].
+------------------+----------------+---------------------------+
| Binary codepoint | Codepoint name | Meaning |
+------------------+----------------+---------------------------+
| 00 | Not-ECT | Not ECN-capable transport |
| 01 | ECT(1) | ECN-capable transport |
| 10 | ECT(0) | ECN-capable transport |
| 11 | CE | Congestion experienced |
+------------------+----------------+---------------------------+
Table 1: Recap of Codepoints of the ECN Field [RFC3168] in the IP
Header
Further terminology used within this document:
Encapsulator: The tunnel endpoint function that adds an outer IP
header to tunnel a packet (also termed the 'ingress tunnel
endpoint' or just the 'ingress' where the context is clear).
Decapsulator: The tunnel endpoint function that removes an outer IP
header from a tunnelled packet (also termed the 'egress tunnel
endpoint' or just the 'egress' where the context is clear).
Incoming header: The header of an arriving packet before
encapsulation.
Outer header: The header added to encapsulate a tunnelled packet.
Inner header: The header encapsulated by the outer header.
Outgoing header: The header constructed by the decapsulator using
logic that combines the fields in the outer and inner headers.
Copying ECN: On encapsulation, setting the ECN field of the new
outer header to be a copy of the ECN field in the incoming header.
Zeroing ECN: On encapsulation, clearing the ECN field of the new
outer header to Not-ECT ("00").
Briscoe Expires January 25, 2010 [Page 10]
Internet-Draft ECN Tunnelling July 2009
Resetting ECN: On encapsulation, setting the ECN field of the new
outer header to be a copy of the ECN field in the incoming header
except the outer ECN field is set to the ECT(0) codepoint if the
incoming ECN field is CE ("11").
3. Summary of Pre-Existing RFCs
This section is informative not normative, as it recaps pre-existing
RFCs. Earlier relevant RFCs that were either experimental or
incomplete with respect to ECN tunnelling (RFC2481, RFC2401 and
RFC2003) are briefly outlined inAppendix A. The question of whether
tunnel implementations used in the Internet comply with any of these
RFCs is not discussed.
3.1. Encapsulation at Tunnel Ingress
At the encapsulator, the controversy has been over whether to
propagate information about congestion experienced on the path so far
into the outer header of the tunnel.
Specifically, RFC3168 says that, if a tunnel fully supports ECN
(termed a 'full-functionality' ECN tunnel in [RFC3168]), the
encapsulator must not copy a CE marking from the inner header into
the outer header that it creates. Instead the encapsulator must set
the outer header to ECT(0) if the ECN field is marked CE in the
arriving IP header. We term this 'resetting' a CE codepoint.
However, the new IPsec architecture in [RFC4301] reverses this rule,
stating that the encapsulator must simply copy the ECN field from the
incoming header to the outer header.
RFC3168 also provided a Limited Functionality mode that turns off ECN
processing over the scope of the tunnel by setting the outer header
to Not-ECT ("00"). Then such packets will be dropped to indicate
congestion rather than marked with ECN. This is necessary for the
ingress to interwork with legacy decapsulators ([RFC2481], [RFC2401]
and [RFC2003]) that do not propagate ECN markings added to the outer
header. Otherwise such legacy decapsulators would throw away
congestion notifications before they reached the transport layer.
Neither Limited Functionality mode nor Full Functionality mode are
used by an RFC4301 IPsec encapsulator, which simply copies the
incoming ECN field into the outer header. An earlier key-exchange
phase ensures an RFC4301 ingress will not have to interwork with a
legacy egress that does not support ECN.
These pre-existing behaviours are summarised in Figure 1.
Briscoe Expires January 25, 2010 [Page 11]
Internet-Draft ECN Tunnelling July 2009
+-----------------+-----------------------------------------------+
| Incoming Header | Outgoing Outer Header |
| (also equal to +---------------+---------------+---------------+
| Outgoing Inner | RFC3168 ECN | RFC3168 ECN | RFC4301 IPsec |
| Header) | Limited | Full | |
| | Functionality | Functionality | |
+-----------------+---------------+---------------+---------------+
| Not-ECT | Not-ECT | Not-ECT | Not-ECT |
| ECT(0) | Not-ECT | ECT(0) | ECT(0) |
| ECT(1) | Not-ECT | ECT(1) | ECT(1) |
| CE | Not-ECT | ECT(0) | CE |
+-----------------+---------------+---------------+---------------+
Figure 1: IP in IP Encapsulation: Recap of Pre-existing Behaviours
3.2. Decapsulation at Tunnel Egress
RFC3168 and RFC4301 specify the decapsulation behaviour summarised in
Figure 2. The ECN field in the outgoing header is set to the
codepoint at the intersection of the appropriate incoming inner
header (row) and incoming outer header (column).
+---------+------------------------------------------------+
|Incoming | Incoming Outer Header |
| Inner +---------+------------+------------+------------+
| Header | Not-ECT | ECT(0) | ECT(1) | CE |
+---------+---------+------------+------------+------------+
RFC3168->| Not-ECT | Not-ECT |Not-ECT |Not-ECT | drop |
RFC4301->| Not-ECT | Not-ECT |Not-ECT |Not-ECT |Not-ECT |
| ECT(0) | ECT(0) | ECT(0) | ECT(0) | CE |
| ECT(1) | ECT(1) | ECT(1) | ECT(1) | CE |
| CE | CE | CE | CE | CE |
+---------+---------+------------+------------+------------+
| Outgoing Header |
+------------------------------------------------+
Figure 2: IP in IP Decapsulation; Recap of Pre-existing Behaviour
The behaviour in the table derives from the logic given in RFC3168
and RFC4301, briefly recapped as follows:
o On decapsulation, if the inner ECN field is Not-ECT the outer is
discarded. RFC3168 (but not RFC4301) also specified that the
decapsulator must drop a packet with a Not-ECT inner and CE in the
outer.
o In all other cases, if the outer is CE, the outgoing ECN field is
set to CE, but otherwise the outer is ignored and the inner is
Briscoe Expires January 25, 2010 [Page 12]
Internet-Draft ECN Tunnelling July 2009
used for the outgoing ECN field.
RFC3168 also made it an auditable event for an IPsec tunnel "if the
ECN Field is changed inappropriately within an IPsec tunnel...".
Inappropriate changes were not specifically enumerated. RFC4301 did
not mention inappropriate ECN changes.
4. New ECN Tunnelling Rules
The standards actions below in Section 4.1 (ingress encapsulation)
and Section 4.2 (egress decapsulation) define new default ECN tunnel
processing rules for any IP packet (v4 or v6) with any Diffserv
codepoint.
If absolutely necessary, an alternate congestion encapsulation
behaviour can be introduced as part of the definition of an alternate
congestion marking scheme used by a specific Diffserv PHB (see S.5 of
[RFC3168] and [RFC4774]). When designing such new encapsulation
schemes, the principles in Section 7 should be followed. However,
alternate ECN tunnelling schemes are NOT RECOMMENDED as the
deployment burden of handling exceptional PHBs in implementations of
all affected tunnels should not be underestimated. There is no
requirement for a PHB definition to state anything about ECN
tunnelling behaviour if the default behaviour in the present
specification is sufficient.
4.1. Default Tunnel Ingress Behaviour
Two modes of encapsulation are defined here; `normal mode' and
`compatibility mode', which is for backward compatibility with tunnel
decapsulators that do not understand ECN. Section 4.3 explains why
two modes are necessary and specifies the circumstances in which it
is sufficient to solely implement normal mode. Note that these are
modes of the ingress tunnel endpoint only, not the whole tunnel.
Whatever the mode, an encapsulator forwards the inner header without
changing the ECN field.
In normal mode an encapsulator compliant with this specification MUST
construct the outer encapsulating IP header by copying the 2-bit ECN
field of the incoming IP header. In compatibility mode it clears the
ECN field in the outer header to the Not-ECT codepoint. These rules
are tabulated for convenience in Figure 3.
Briscoe Expires January 25, 2010 [Page 13]
Internet-Draft ECN Tunnelling July 2009
+-----------------+-------------------------------+
| Incoming Header | Outgoing Outer Header |
| (also equal to +---------------+---------------+
| Outgoing Inner | Compatibility | Normal |
| Header) | Mode | Mode |
+-----------------+---------------+---------------+
| Not-ECT | Not-ECT | Not-ECT |
| ECT(0) | Not-ECT | ECT(0) |
| ECT(1) | Not-ECT | ECT(1) |
| CE | Not-ECT | CE |
+-----------------+---------------+---------------+
Figure 3: New IP in IP Encapsulation Behaviours
An ingress in compatibility mode encapsulates packets identically to
an ingress in RFC3168's limited functionality mode. An ingress in
normal mode encapsulates packets identically to an RFC4301 IPsec
ingress.
4.2. Default Tunnel Egress Behaviour
To decapsulate the inner header at the tunnel egress, a compliant
tunnel egress MUST set the outgoing ECN field to the codepoint at the
intersection of the appropriate incoming inner header (row) and outer
header (column) in Figure 4 (the IPv4 header checksum also changes
whenever the ECN field is changed). There is no need for more than
one mode of decapsulation, as these rules cater for all known
requirements.
+---------+------------------------------------------------+
|Incoming | Incoming Outer Header |
| Inner +---------+------------+------------+------------+
| Header | Not-ECT | ECT(0) | ECT(1) | CE |
+---------+---------+------------+------------+------------+
| Not-ECT | Not-ECT |Not-ECT(!!!)| drop(!!!)| drop(!!!)|
| ECT(0) | ECT(0) | ECT(0) | ECT(1)(!!!)| CE |
| ECT(1) | ECT(1) | ECT(1)(!!!)| ECT(1) | CE |
| CE | CE | CE | CE(!!!)| CE |
+---------+---------+------------+------------+------------+
| Outgoing Header |
+------------------------------------------------+
Unexpected combinations are indicated by '(!!!)'
Figure 4: New IP in IP Decapsulation Behaviour
This table for decapsulation behaviour is derived from the following
logic:
Briscoe Expires January 25, 2010 [Page 14]
Internet-Draft ECN Tunnelling July 2009
o If the inner ECN field is Not-ECT the decapsulator MUST NOT
propagate any other ECN codepoint onwards. This is because the
inner Not-ECT marking is set by transports that use drop as an
indication of congestion and would not understand or respond to
any other ECN codepoint [RFC4774]. In addition:
* If the inner ECN field is Not-ECT and the outer ECN field is
ECT(1) or CE the decapsulator MUST drop the packet.
* If the inner ECN field is Not-ECT and the outer ECN field is
ECT(0) or Not-ECT the decapsulator MUST forward the outgoing
packet with the ECN field cleared to Not-ECT.
* This specification mandates that any future standards action
SHOULD NOT use the ECT(0) codepoint as an indication of
congestion, without giving strong reasons, given the above rule
forwards an ECT(0) outer as Not-ECT.
o In all other cases where the inner supports ECN, the outgoing ECN
field is set to the more severe marking of the outer and inner ECN
fields, where the ranking of severity from highest to lowest is
CE, ECT(1), ECT(0), Not-ECT. This in no way precludes cases where
ECT(1) and ECT(0) have the same severity;
o Certain combinations of inner and outer ECN fields cannot result
from any currently used transition in any current or previous ECN
tunneling specification. These cases are indicated in Figure 4 by
'(!!!)'). In these cases, the decapsulator SHOULD log the event
and MAY also raise an alarm. Alarms should be rate-limited so
that the illegal combinations will not amplify into a flood of
alarm messages. It MUST be possible to suppress alarms or
logging, e.g. if it becomes apparent that a combination that
previously was not used has started to be used for legitimate
purposes such as a new standards action. An example is an ECT(0)
inner combined with an ECT(1) outer, which is proposed as a legal
combination for PCN [I-D.ietf-pcn-3-in-1-encoding], so an operator
that deploys support for PCN should turn off logging and alarms in
this case.
The above logic allows for ECT(0) and ECT(1) to both represent the
same severity of congestion marking (e.g. "not congestion marked").
But it also allows future schemes to be defined where ECT(1) is a
more severe marking than ECT(0). This approach is discussed in
Appendix D and in the discussion of the ECN nonce [RFC3540] in
Section 9, which in turn refers to Appendix F.
Briscoe Expires January 25, 2010 [Page 15]
Internet-Draft ECN Tunnelling July 2009
4.3. Encapsulation Modes
Section 4.1 introduces two encapsulation modes, normal mode and
compatibility mode, defining their encapsulation behaviour (i.e.
header copying or zeroing respectively). Note that these are modes
of the ingress tunnel endpoint only, not the tunnel as a whole.
A tunnel ingress MUST at least implement `normal mode' and, if it
might be used with legacy tunnel egress nodes (RFC2003, RFC2401 or
RFC2481 or the limited functionality mode of RFC3168), it MUST also
implement `compatibility mode' for backward compatibility with tunnel
egresses that do not propagate explicit congestion notifications
[RFC4774]. If the egress does support propagation of ECN (full
functionality mode of RFC3168 or RFC4301 or the present
specification), the ingress SHOULD use normal mode, in order to
support ECN where possible.
We can categorise the way that an ingress tunnel endpoint is paired
with an egress as either:
static: those paired together by prior configuration or;
dynamically discovered: those paired together by some form of tunnel
endpoint discovery, typically driven by the path taken by arriving
packets.
Static: Some implementations of encapsulator might be constrained to
be statically deployed, and constrained to never be paired with a
legacy decapsulator (RFC2003, RFC2401 or RFC2481 or the limited
functionality mode of RFC3168). In such a case, only normal mode
needs to be implemented.
For instance, RFC4301-compatible IPsec tunnel endpoints invariably
use IKEv2 [RFC4306] for key exchange, which was introduced alongside
RFC4301. Therefore both endpoints of an RFC4301 tunnel can be sure
that the other end is RFC4301-compatible, because the tunnel is only
formed after IKEv2 key management has completed, at which point both
ends will be RFC4301-compliant by definition. Further, an RFC4301
encapsulator behaves identically to the normal mode of the present
specification and does not need to implement compatibility mode as it
will never interact with legacy ECN tunnels.
Dynamic Discovery: This specification does not require or recommend
dynamic discovery and it does not define how dynamic negotiation
might be done, but it recognises that proprietary tunnel endpoint
discovery protocols exist. It therefore sets down some constraints
on discovery protocols to ensure safe interworking.
Briscoe Expires January 25, 2010 [Page 16]
Internet-Draft ECN Tunnelling July 2009
If dynamic tunnel endpoint discovery might pair an ingress with a
legacy egress (RFC2003, RFC2401 or RFC2481 or the limited
functionality mode of RFC3168), the ingress MUST implement both
normal and compatibility mode. If the tunnel discovery process is
arranged to only ever find a tunnel egress that propagates ECN
(RFC3168 full functionality mode, RFC4301 or this present
specification), then a tunnel ingress can be complaint with the
present specification without implementing compatibility mode.
If a compliant tunnel ingress is discovering an egress, it MUST send
packets in compatibility mode in case the egress it discovers is a
legacy egress. If, through the discovery protocol, the egress
indicates that it is compliant with the present specification, with
RFC4301 or with RFC3168 full functionality mode, the ingress can
switch itself into normal mode. If the egress denies compliance with
any of these or returns an error that implies it does not understand
a request to work to any of these ECN specifications, the tunnel
ingress MUST remain in compatibility mode.
An ingress cannot claim compliance with this specification simply by
disabling ECN processing across the tunnel (i.e. only implementing
compatibility mode). It is true that such a tunnel ingress is at
least safe with the ECN behaviour of any egress it may encounter, but
it does not meet the aim of introducing ECN support to tunnels.
Implementation note: if a compliant node is the ingress for multiple
tunnels, a mode setting will need to be stored for each tunnel
ingress. However, if a node is the egress for multiple tunnels, none
of the tunnels will need to store a mode setting, because a compliant
egress can only be in one mode.
4.4. Single Mode of Decapsulation
A compliant decapsulator only has one mode of operation. However, if
a complaint egress is implemented to be dynamically discoverable, it
may need to respond to discovery requests from various types of
legacy tunnel ingress. This specification does not define how
dynamic negotiation might be done by (proprietary) discovery
protocols, but it sets down some constraints to ensure safe
interworking.
Through the discovery protocol, a tunnel ingress compliant with the
present specification might ask if the egress is compliant with the
present specification, with RFC4301 or with RFC3168 full
functionality mode. Or an RFC3168 tunnel ingress might try to
negotiate to use limited functionality or full functionality mode
[RFC3168]. In all these cases, a decapsulating tunnel egress
compliant with this specification MUST agree to any of these
Briscoe Expires January 25, 2010 [Page 17]
Internet-Draft ECN Tunnelling July 2009
requests, since it will behave identically in all these cases.
If no ECN-related mode is requested, a compliant tunnel egress MUST
continue without raising any error or warning as its egress behaviour
is compatible with all the legacy ingress behaviours that do not
negotiate capabilities.
For 'forward compatibility', a compliant tunnel egress SHOULD raise a
warning alarm about any requests to enter modes it does not
recognise, but it SHOULD continue operating.
5. Changes from Earlier RFCs
5.1. Changes to RFC4301 ECN processing
Ingress: An RFC4301 IPsec encapsulator is not changed at all by the
present specification
Egress: The new decapsulation behaviour in Figure 4 updates RFC4301.
However, it solely updates combinations of inner and outer that
have never been used on the Internet, even though they were
defined in RFC4301 for completeness. Therefore, the present
specification adds new behaviours to RFC4301 decapsulation without
altering existing behaviours. The following specific updates have
been made:
* The outer, not the inner, is propagated when the outer is
ECT(1) and the inner is ECT(0);
* A packet with Not-ECT in the inner and an outer of ECT(1) or CE
is dropped rather than forwarded as Not-ECT;
* Certain combinations of inner and outer ECN field have been
identified as currently unused. These can trigger logging
and/or raise alarms.
Modes: RFC4301 does not need modes and is not updated by the modes
in the present specification. The normal mode of encapsulation is
unchanged from RFC4301 encapsulation and an RFC4301 IPsec ingress
will never need compatibility mode as explained in Section 4.3
(except in one corner-case described below).
One corner case can exist where an RFC4301 ingress does not use
IKEv2, but uses manual keying instead. Then an RFC4301 ingress
could conceivably be configured to tunnel to an egress with
limited functionality ECN handling. Strictly, for this corner-
case, the requirement to use compatibility mode in this
specification updates RFC4301. However, this is such a remote
possibility that in general RFC4301 IPsec implementations are NOT
Briscoe Expires January 25, 2010 [Page 18]
Internet-Draft ECN Tunnelling July 2009
REQUIRED to implement compatibility mode.
5.2. Changes to RFC3168 ECN processing
Ingress: On encapsulation, the new rule in Figure 3 that a normal
mode tunnel ingress copies any ECN field into the outer header
updates the ingress behaviour of RFC3168. Nonetheless, the new
compatibility mode is identical to the limited functionality mode
of RFC3168.
Egress: The new decapsulation behaviour in Figure 4 updates RFC3168.
However, the present specification solely updates combinations of
inner and outer that have never been used on the Internet, even
though they were defined in RFC3168 for completeness. Therefore,
the present specification adds new behaviours to RFC3168
decapsulation without altering existing behaviours. The following
specific updates have been made:
* The outer, not the inner, is propagated when the outer is
ECT(1) and the inner is ECT(0);
* A packet with Not-ECT in the inner and an outer of ECT(1) is
dropped rather than forwarded as Not-ECT;
* Certain combinations of inner and outer ECN field have been
identified as currently unused. These can trigger logging
and/or raise alarms.
Modes: RFC3168 defines a (required) limited functionality mode and
an (optional) full functionality mode for a tunnel. In RFC3168,
modes applied to both ends of the tunnel, while in the present
specification, modes are only used at the ingress--a single egress
behaviour covers all cases. The normal mode of encapsulation
updates the encapsulation behaviour of the full functionality mode
of RFC3168. The compatibility mode of encapsulation is identical
to the encapsulation behaviour of the limited functionality mode
of RFC3168. The constraints on how tunnel discovery protocols set
modes in Section 4.3 and Section 4.4 are an update to RFC3168.
5.3. Motivation for Changes
An overriding goal is to ensure the same ECN signals can mean the
same thing whatever tunnels happen to encapsulate an IP packet flow.
This removes gratuitous inconsistency, which otherwise constrains the
available design space and makes it harder to design networks and new
protocols that work predictably.
Briscoe Expires January 25, 2010 [Page 19]
Internet-Draft ECN Tunnelling July 2009
5.3.1. Motivation for Changing Encapsulation
The normal mode in Section 4 updates RFC3168 to make all IP in IP
encapsulation of the ECN field consistent--consistent with the way
both RFC4301 IPsec [RFC4301] and IP in MPLS or MPLS in MPLS
encapsulation [RFC5129] construct the ECN field.
Compatibility mode has also been defined so a non-RFC4301 ingress can
still switch to using drop across a tunnel for backwards
compatibility with legacy decapsulators that do not propagate ECN
correctly.
The trigger that motivated this update to RFC3168 encapsulation was a
standards track proposal for pre-congestion notification (PCN
[I-D.ietf-pcn-marking-behaviour]). PCN excess rate marking only
works correctly if the ECN field is copied on encapsulation (as in
RFC4301 and RFC5129); it does not work if ECN is reset (as in
RFC3168). This is because PCN excess rate marking depends on the
outer header revealing any congestion experienced so far on the whole
path, not just since the last tunnel ingress (see Appendix E for a
full explanation).
PCN allows a network operator to add flow admission and termination
for inelastic traffic at the edges of a Diffserv domain, but without
any per-flow mechanisms in the interior and without the generous
provisioning typical of Diffserv, aiming to significantly reduce
costs. The PCN architecture [RFC5559] states that RFC3168 IP in IP
tunnelling of the ECN field cannot be used for any tunnel ingress in
a PCN domain. Prior to the present specification, this left a stark
choice between not being able to use PCN for inelastic traffic
control or not being able to use the many tunnels already deployed
for Mobile IP, VPNs and so forth.
The present specification provides a clean solution to this problem,
so that network operators who want to use both PCN and tunnels can
specify that every tunnel ingress in a PCN region must comply with
this latest specification.
Rather than allow tunnel specifications to fragment further into one
for PCN, one for IPsec and one for other tunnels, the opportunity has
been taken to consolidate the diverging specifications back into a
single tunnelling behaviour. Resetting ECN was originally motivated
by a covert channel concern that has been deliberately set aside in
RFC4301 IPsec. Therefore the reset behaviour of RFC3168 is an
anomaly that we do not need to keep. Copying ECN on encapsulation is
anyway simpler than resetting. So, as more tunnel endpoints comply
with this single consistent specification, encapsulation will be
simpler as well as more predictable.
Briscoe Expires January 25, 2010 [Page 20]
Internet-Draft ECN Tunnelling July 2009
Appendix B assesses whether copying rather than resetting CE on
ingress will cause any unintended side-effects, from the three
perspectives of security, control and management. In summary this
analysis finds that:
o From the control perspective either copying or resetting works for
existing arrangements, but copying has more potential for
simplifying control and resetting breaks at least one proposal
already on the standards track.
o From the management and monitoring perspective copying is
preferable.
o From the traffic security perspective (enforcing congestion
control, mitigating denial of service etc) copying is preferable.
o From the information security perspective resetting is preferable,
but the IETF Security Area now considers copying acceptable given
the bandwidth of a 2-bit covert channel can be managed.
Therefore there are two points against resetting CE on ingress while
copying CE causes no harm (other than opening a 2-bit covert channel
that is deemed manageable).
5.3.2. Motivation for Changing Decapsulation
The specification for decapsulation in Section 4 fixes three problems
with the pre-existing behaviours of both RFC3168 and RFC4301:
1. The pre-existing rules prevented the introduction of alternate
ECN semantics to signal more than one severity level of
congestion [RFC4774], [RFC5559]. The four states of the 2-bit
ECN field provide room for signalling two severity levels in
addition to not-congested and not-ECN-capable states. But, the
pre-existing rules assumed that two of the states (ECT(0) and
ECT(1)) are always equivalent. This unnecessarily restricts the
use of one of four codepoints (half a bit) in the IP (v4 & v6)
header. The new rules are designed to work in either case;
whether ECT(1) is more severe than or equivalent to ECT(0).
As explained in Appendix B.1, the original reason for not
forwarding the outer ECT codepoints was to limit the covert
channel across a decapsulator to 1 bit per packet. However, now
that the IETF Security Area has deemed that a 2-bit covert
channel through an encapsulator is a manageable risk, the same
should be true for a decapsulator.
As well as being useful for general future-proofing, this problem
Briscoe Expires January 25, 2010 [Page 21]
Internet-Draft ECN Tunnelling July 2009
is immediately pressing for standardisation of pre-congestion
notification (PCN), which uses two severity levels of congestion.
If a congested queue used ECT(1) in the outer header to signal
more severe congestion than ECT(0), the pre-existing
decapsulation rules would have thrown away this congestion
signal, preventing tunnelled traffic from ever knowing that it
should reduce its load.
The PCN working group has had to consider a number of wasteful or
convoluted work-rounds to this problem (see Appendix D). But by
far the simplest approach is just to remove the covert channel
blockages from tunnelling behaviour--now deemed unnecessary
anyway. Then network operators that want to support two
congestion severity-levels for PCN can specify that every tunnel
egress in a PCN region must comply with this latest
specification.
Not only does this make two congestion severity-levels available
for PCN standardisation, but also for other potential uses of the
extra ECN codepoint (e.g. [VCP]).
2. Cases are documented where a middlebox (e.g. a firewall) drops
packets with header values that were currently unused (CU) when
the box was deployed, often on the grounds that anything
unexpected might be an attack. This tends to bar future use of
CU values. The new decapsulation rules specify optional logging
and/or alarms for specific combinations of inner and outer header
that are currently unused. The aim is to give implementers a
recourse other than drop if they are concerned about the security
of CU values. It recognises legitimate security concerns about
CU values but still eases their future use. If the alarms are
interpreted as an attack (e.g. by a management system) the
offending packets can be dropped. But alarms can be turned off
if these combinations come into use (e.g. a through a future
standards action).
3. While reviewing currently unused combinations of inner and outer,
the opportunity was taken to define a single consistent behaviour
for the cases with a Not-ECT inner header but a different outer.
RFC3168 and RFC4301 had diverged in this respect. These
combinations should not result from known Internet protocols.
So, for safety, it was decided to drop a packet if the outer
carries codepoints CE or ECT(1) that respectively signal
congestion or could potentially signal congestion in a scheme
progressing through the IETF [I-D.ietf-pcn-3-in-1-encoding].
Given an inner of Not-ECT implies the transport only understands
drop as a signal of congestion, this was the safest course of
action.
Briscoe Expires January 25, 2010 [Page 22]
Internet-Draft ECN Tunnelling July 2009
Problems 2 & 3 alone would not warrant a change to decapsulation, but
it was decided they are worth fixing and making consistent at the
same time as decapsulation code is changed to fix problem 1 (two
congestion severity-levels).
6. Backward Compatibility
A tunnel endpoint compliant with the present specification is
backward compatible when paired with any tunnel endpoint compliant
with any previous tunnelling RFC, whether RFC4301, RFC3168 (see
Section 3) or the earlier RFCs summarised in Appendix A (RFC2481,
RFC2401 and RFC2003). Each case is enumerated below.
6.1. Non-Issues Updating Decapsulation
At the egress, this specification only augments the per-packet
calculation of the ECN field (RFC3168 and RFC4301) for combinations
of inner and outer headers that have so far not been used in any IETF
protocols.
Therefore, all other things being equal, if an RFC4301 IPsec egress
is updated to comply with the new rules, it will still interwork with
any RFC4301 compliant ingress and the packet outputs will be
identical to those it would have output before (fully backward
compatible).
And, all other things being equal, if an RFC3168 egress is updated to
comply with the same new rules, it will still interwork with any
ingress complying with any previous specification (both modes of
RFC3168, both modes of RFC2481, RFC2401 and RFC2003) and the packet
outputs will be identical to those it would have output before (fully
backward compatible).
A compliant tunnel egress merely needs to implement the one behaviour
in Section 4 with no additional mode or option configuration at the
ingress or egress nor any additional negotiation with the ingress.
The new decapsulation rules have been defined in such a way that
congestion control will still work safely if any of the earlier
versions of ECN processing are used unilaterally at the encapsulating
ingress of the tunnel (any of RFC2003, RFC2401, either mode of
RFC2481, either mode of RFC3168, RFC4301 and this present
specification).
6.2. Non-Update of RFC4301 IPsec Encapsulation
An RFC4301 IPsec ingress can comply with this new specification
without any update and it has no need for any new modes, options or
configuration. So, all other things being equal, it will continue to
Briscoe Expires January 25, 2010 [Page 23]
Internet-Draft ECN Tunnelling July 2009
interwork identically with any egress it worked with before (fully
backward compatible).
6.3. Update to RFC3168 Encapsulation
The encapsulation behaviour of the new normal mode copies the ECN
field whereas RFC3168 full functionality mode reset it. However, all
other things being equal, if RFC3168 ingress is updated to the
present specification, the outgoing packets from any tunnel egress
will still be unchanged. This is because all variants of tunnelling
at either end (RFC4301, both modes of RFC3168, both modes of RFC2481,
RFC2401, RFC2003 and the present specification) have always
propagated an incoming CE marking through the inner header and onward
into the outgoing header, whether the outer header is reset or
copied. Therefore, If the tunnel is considered as a black box, the
packets output from any egress will be identical with or without an
update to the ingress. Nonetheless, if packets are observed within
the black box (between the tunnel endpoints), CE markings copied by
the updated ingress will be visible within the black box, whereas
they would not have been before. Therefore, the update to
encapsulation can be termed 'black-box backwards compatible' (i.e.
identical unless you look inside the tunnel).
This specification introduces no new backward compatibility issues
when a compliant ingress talks with a legacy egress, but it has to
provide similar safeguards to those already defined in RFC3168.
RFC3168 laid down rules to ensure that an RFC3168 ingress turns off
ECN (limited functionality mode) if it is paired with a legacy egress
(RFC 2481, RFC2401 or RFC2003), which would not propagate ECN
correctly. The present specification carries forward those rules
(Section 4.3). It uses compatibility mode whenever RFC3168 would
have used limited functionality mode, and their per-packet behaviours
are identical. Therefore, all other things being equal, an ingress
using the new rules will interwork with any legacy tunnel egress in
exactly the same way as an RFC3168 ingress (still black-box backward
compatible).
7. Design Principles for Future Non-Default Schemes
This section is informative not normative.
S.5 of RFC3168 permits the Diffserv codepoint (DSCP)[RFC2474] to
'switch in' alternative behaviours for marking the ECN field, just as
it switches in different per-hop behaviours (PHBs) for scheduling.
[RFC4774] gives best current practice for designing such alternative
ECN semantics and very briefly mentions that tunnelling should be
considered. Here we give additional guidance on designing alternate
ECN semantics that would also require alternate tunnelling semantics.
Briscoe Expires January 25, 2010 [Page 24]
Internet-Draft ECN Tunnelling July 2009
In one word the guidance is "Don't". If a scheme requires tunnels to
implement special processing of the ECN field for certain DSCPs, it
is highly unlikely that every implementer of every tunnel will want
to add the required exception and that operators will want to deploy
the required configuration options. Therefore it is highly likely
that some tunnels within a network will not implement the required
special case. Therefore, designers of new protocols should avoid
non-default tunnelling schemes if at all possible.
That said, if a non-default scheme for tunnelling the ECN field is
really required, the following guidelines may prove useful in its
design:
On encapsulation in any new scheme:
1. The ECN field of the outer header should be cleared to Not-ECT
("00") unless it is guaranteed that the corresponding tunnel
egress will correctly propagate congestion markings introduced
across the tunnel in the outer header.
2. If it has established that ECN will be correctly propagated,
an encapsulator should also copy incoming congestion
notification into the outer header. The general principle
here is that the outer header should reflect congestion
accumulated along the whole upstream path, not just since the
tunnel ingress (Appendix B.3 on management and monitoring
explains).
In some circumstances (e.g. pseudowires, PCN), the whole path
is divided into segments, each with its own congestion
notification and feedback loop. In these cases, the function
that regulates load at the start of each segment will need to
reset congestion notification for its segment. Often the
point where congestion notification is reset will also be
located at the start of a tunnel. However, the resetting
function should be thought of as being applied to packets
after the encapsulation function--two logically separate
functions even though they might run on the same physical box.
Then the code module doing encapsulation can keep to the
copying rule and the load regulator module can reset
congestion, without any code in either module being
conditional on whether the other is there.
On decapsulation in any new scheme:
1. If the arriving inner header is Not-ECT it implies the
transport will not understand other ECN codepoints. If the
outer header carries an explicit congestion marking, the
Briscoe Expires January 25, 2010 [Page 25]
Internet-Draft ECN Tunnelling July 2009
packet should be dropped--the only indication of congestion
the transport will understand. If the outer carries any other
ECN codepoint the packet can be forwarded, but only as Not-
ECT.
2. If the arriving inner header is other than Not-ECT, the ECN
field that the tunnel egress forwards should reflect the more
severe congestion marking of the arriving inner and outer
headers.
3. If a combination of inner and outer headers is encountered
that is not currently used in known standards, this event
should be logged and an alarm raised. This is a preferable
approach to dropping currently unused combinations in case
they represent an attack. The new scheme should try to define
a way to forward such packets, but only if a safe outgoing
codepoint can be defined.
8. IANA Considerations
This memo includes no request to IANA.
9. Security Considerations
Appendix B.1 discusses the security constraints imposed on ECN tunnel
processing. The new rules for ECN tunnel processing (Section 4)
trade-off between information security (covert channels) and
congestion monitoring & control. In fact, ensuring congestion
markings are not lost is itself another aspect of security, because
if we allowed congestion notification to be lost, any attempt to
enforce a response to congestion would be much harder.
Specialist security issues:
Tunnels intersecting Diffserv regions with alternate ECN semantics:
If alternate congestion notification semantics are defined for a
certain Diffserv PHB, the scope of the alternate semantics might
typically be bounded by the limits of a Diffserv region or
regions, as envisaged in [RFC4774] (e.g. the pre-congestion
notification architecture [RFC5559]). The inner headers in
tunnels crossing the boundary of such a Diffserv region but ending
within the region can potentially leak the external congestion
notification semantics into the region, or leak the internal
semantics out of the region. [RFC2983] discusses the need for
Diffserv traffic conditioning to be applied at these tunnel
endpoints as if they are at the edge of the Diffserv region.
Similar concerns apply to any processing or propagation of the ECN
field at the edges of a Diffserv region with alternate ECN
Briscoe Expires January 25, 2010 [Page 26]
Internet-Draft ECN Tunnelling July 2009
semantics. Such edge processing must also be applied at the
endpoints of tunnels with one end inside and the other outside the
domain. [RFC5559] gives specific advice on this for the PCN case,
but other definitions of alternate semantics will need to discuss
the specific security implications in each case.
ECN nonce tunnel coverage: The new decapsulation rules improve the
coverage of the ECN nonce [RFC3540] relative to the previous rules
in RFC3168 and RFC4301. However, nonce coverage is still not
perfect, as this would have led to a safety problem in another
case. Both are corner-cases, so discussion of the compromise
between them is deferred to Appendix F.
Covert channel not turned off: A legacy (RFC3168) tunnel ingress
could ask an RFC3168 egress to turn off ECN processing as well as
itself turning off ECN. An egress compliant with the present
specification will agree to such a request from a legacy ingress,
but it relies on the ingress solely sending Not-ECT in the outer.
If the egress receives other ECN codepoints in the outer it will
process them as normal, so it will actually still copy congestion
markings from the outer to the outgoing header. Referring for
example to Figure 5 (Appendix B.1), although the tunnel ingress
'I' will set all ECN fields in outer headers to Not-ECT, 'M' could
still toggle CE or ECT(1) on and off to communicate covertly with
'B', because we have specified that 'E' only has one mode
regardless of what mode it says it has negotiated. We could have
specified that 'E' should have a limited functionality mode and
check for such behaviour. But we decided not to add the extra
complexity of two modes on a compliant tunnel egress merely to
cater for an historic security concern that is now considered
manageable.
10. Conclusions
This document uses previously unused combinations of inner and outer
header to augment the rules for calculating the ECN field when
decapsulating IP packets at the egress of IPsec (RFC4301) and non-
IPsec (RFC3168) tunnels. In this way it allows tunnels to propagate
an extra level of congestion severity.
This document also updates the ingress tunnelling encapsulation of
RFC3168 ECN to bring all IP in IP tunnels into line with the new
behaviour in the IPsec architecture of RFC4301, which copies rather
than resets the ECN field when creating outer headers.
The need for both these updated behaviours was triggered by the
introduction of pre-congestion notification (PCN) onto the IETF
standards track. Operators wanting to support PCN or other alternate
Briscoe Expires January 25, 2010 [Page 27]
Internet-Draft ECN Tunnelling July 2009
ECN schemes that use an extra severity level can require that their
tunnels comply with the present specification. Nonetheless, as part
of general code maintenance, any tunnel can safely be updated to
comply with this specification, because it is backward compatible
with all previous tunnelling behaviours which will continue to work
as before--just using one severity level.
The new rules propagate changes to the ECN field across tunnel end-
points that previously blocked them to restrict the bandwidth of a
potential covert channel. But limiting the channel's bandwidth to 2
bits per packet is now considered sufficient.
At the same time as removing these legacy constraints, the
opportunity has been taken to draw together diverging tunnel
specifications into a single consistent behaviour. Then any tunnel
can be deployed unilaterally, and it will support the full range of
congestion control and management schemes without any modes or
configuration. Further, any host or router can expect the ECN field
to behave in the same way, whatever type of tunnel might intervene in
the path. This new certainty could enable new uses of the ECN field
that would otherwise be confounded by ambiguity.
11. Acknowledgements
Thanks to Anil Agawaal for pointing out a case where it's safe for a
tunnel decapsulator to forward a combination of headers it does not
understand. Thanks to David Black for explaining a better way to
think about function placement. Also thanks to Arnaud Jacquet for
the idea for Appendix C. Thanks to Michael Menth, Bruce Davie, Toby
Moncaster, Gorry Fairhurst, Sally Floyd, Alfred Hoenes, Gabriele
Corliano, Ingemar Johansson and David Black for their thoughts and
careful review comments.
Bob Briscoe is partly funded by Trilogy, a research project (ICT-
216372) supported by the European Community under its Seventh
Framework Programme. The views expressed here are those of the
author only.
12. Comments Solicited
Comments and questions are encouraged and very welcome. They can be
addressed to the IETF Transport Area working group mailing list
, and/or to the authors.
13. References
Briscoe Expires January 25, 2010 [Page 28]
Internet-Draft ECN Tunnelling July 2009
13.1. Normative References
[RFC2003] Perkins, C., "IP Encapsulation
within IP", RFC 2003, October 1996.
[RFC2119] Bradner, S., "Key words for use in
RFCs to Indicate Requirement
Levels", BCP 14, RFC 2119,
March 1997.
[RFC3168] Ramakrishnan, K., Floyd, S., and D.
Black, "The Addition of Explicit
Congestion Notification (ECN) to
IP", RFC 3168, September 2001.
[RFC4301] Kent, S. and K. Seo, "Security
Architecture for the Internet
Protocol", RFC 4301, December 2005.
13.2. Informative References
[I-D.ietf-pcn-3-in-1-encoding] Briscoe, B. and T. Moncaster, "PCN
3-State Encoding Extension in a
single DSCP",
draft-ietf-pcn-3-in-1-encoding-00
(work in progress), July 2009.
[I-D.ietf-pcn-3-state-encoding] Moncaster, T., Briscoe, B., and M.
Menth, "A PCN encoding using 2
DSCPs to provide 3 or more states",
draft-ietf-pcn-3-state-encoding-00
(work in progress), April 2009.
[I-D.ietf-pcn-baseline-encoding] Moncaster, T., Briscoe, B., and M.
Menth, "Baseline Encoding and
Transport of Pre-Congestion
Information",
draft-ietf-pcn-baseline-encoding-04
(work in progress), May 2009.
[I-D.ietf-pcn-marking-behaviour] Eardley, P., "Metering and marking
behaviour of PCN-nodes",
draft-ietf-pcn-marking-behaviour-04
(work in progress), June 2009.
[I-D.ietf-pcn-psdm-encoding] Menth, M., Babiarz, J., Moncaster,
T., and B. Briscoe, "PCN Encoding
for Packet-Specific Dual Marking
Briscoe Expires January 25, 2010 [Page 29]
Internet-Draft ECN Tunnelling July 2009
(PSDM)",
draft-ietf-pcn-psdm-encoding-00
(work in progress), June 2009.
[I-D.ietf-pcn-sm-edge-behaviour] Charny, A., Karagiannis, G., Menth,
M., and T. Taylor, "PCN Boundary
Node Behaviour for the Single
Marking (SM) Mode of Operation",
draft-ietf-pcn-sm-edge-behaviour-00
(work in progress), July 2009.
[I-D.satoh-pcn-st-marking] Satoh, D., Maeda, Y., Phanachet,
O., and H. Ueno, "Single PCN
Threshold Marking by using PCN
baseline encoding for both
admission and termination
controls",
draft-satoh-pcn-st-marking-01 (work
in progress), March 2009.
[RFC2401] Kent, S. and R. Atkinson, "Security
Architecture for the Internet
Protocol", RFC 2401, November 1998.
[RFC2474] Nichols, K., Blake, S., Baker, F.,
and D. Black, "Definition of the
Differentiated Services Field (DS
Field) in the IPv4 and IPv6
Headers", RFC 2474, December 1998.
[RFC2481] Ramakrishnan, K. and S. Floyd, "A
Proposal to add Explicit Congestion
Notification (ECN) to IP",
RFC 2481, January 1999.
[RFC2983] Black, D., "Differentiated Services
and Tunnels", RFC 2983,
October 2000.
[RFC3540] Spring, N., Wetherall, D., and D.
Ely, "Robust Explicit Congestion
Notification (ECN) Signaling with
Nonces", RFC 3540, June 2003.
[RFC4306] Kaufman, C., "Internet Key Exchange
(IKEv2) Protocol", RFC 4306,
December 2005.
Briscoe Expires January 25, 2010 [Page 30]
Internet-Draft ECN Tunnelling July 2009
[RFC4774] Floyd, S., "Specifying Alternate
Semantics for the Explicit
Congestion Notification (ECN)
Field", BCP 124, RFC 4774,
November 2006.
[RFC5129] Davie, B., Briscoe, B., and J. Tay,
"Explicit Congestion Marking in
MPLS", RFC 5129, January 2008.
[RFC5559] Eardley, P., "Pre-Congestion
Notification (PCN) Architecture",
RFC 5559, June 2009.
[VCP] Xia, Y., Subramanian, L., Stoica,
I., and S. Kalyanaraman, "One more
bit is enough", Proc. SIGCOMM'05,
ACM CCR 35(4)37--48, 2005, .
Appendix A. Early ECN Tunnelling RFCs
IP in IP tunnelling was originally defined in [RFC2003]. On
encapsulation, the incoming header was copied to the outer and on
decapsulation the outer was simply discarded. Initially, IPsec
tunnelling [RFC2401] followed the same behaviour.
When ECN was introduced experimentally in [RFC2481], legacy (RFC2003
or RFC2401) tunnels would have discarded any congestion markings
added to the outer header, so RFC2481 introduced rules for
calculating the outgoing header from a combination of the inner and
outer on decapsulation. RC2481 also introduced a second mode for
IPsec tunnels, which turned off ECN processing in the outer header
(Not-ECT) on encapsulation because an RFC2401 decapsulator would
discard the outer on decapsulation. For RFC2401 IPsec this had the
side-effect of completely blocking the covert channel.
In RFC2481 the ECN field was defined as two separate bits. But when
ECN moved from the experimental to the standards track [RFC3168], the
ECN field was redefined as four codepoints. This required a
different calculation of the ECN field from that used in RFC2481 on
decapsulation. RFC3168 also had two modes; a 'full functionality
mode' that restricted the covert channel as much as possible but
still allowed ECN to be used with IPsec, and another that completely
turned off ECN processing across the tunnel. This 'limited
functionality mode' both offered a way for operators to completely
block the covert channel and allowed an RFC3168 ingress to interwork
Briscoe Expires January 25, 2010 [Page 31]
Internet-Draft ECN Tunnelling July 2009
with a legacy tunnel egress (RFC2481, RFC2401 or RFC2003).
The present specification includes a similar compatibility mode to
interwork safely with tunnels compliant with any of these three
earlier RFCs. However, unlike RFC3168, it is only a mode of the
ingress, as decapsulation behaviour is the same in either case.
Appendix B. Design Constraints
Tunnel processing of a congestion notification field has to meet
congestion control and management needs without creating new
information security vulnerabilities (if information security is
required). This appendix documents the analysis of the tradeoffs
between these factors that led to the new encapsulation rules in
Section 4.1.
B.1. Security Constraints
Information security can be assured by using various end to end
security solutions (including IPsec in transport mode [RFC4301]), but
a commonly used scenario involves the need to communicate between two
physically protected domains across the public Internet. In this
case there are certain management advantages to using IPsec in tunnel
mode solely across the publicly accessible part of the path. The
path followed by a packet then crosses security 'domains'; the ones
protected by physical or other means before and after the tunnel and
the one protected by an IPsec tunnel across the otherwise unprotected
domain. We will use the scenario in Figure 5 where endpoints 'A' and
'B' communicate through a tunnel. The tunnel ingress 'I' and egress
'E' are within physically protected edge domains, while the tunnel
spans an unprotected internetwork where there may be 'men in the
middle', M.
physically unprotected physically
<-protected domain-><--domain--><-protected domain->
+------------------+ +------------------+
| | M | |
| A-------->I=========>==========>E-------->B |
| | | |
+------------------+ +------------------+
<----IPsec secured---->
tunnel
Figure 5: IPsec Tunnel Scenario
IPsec encryption is typically used to prevent 'M' seeing messages
from 'A' to 'B'. IPsec authentication is used to prevent 'M'
masquerading as the sender of messages from 'A' to 'B' or altering
Briscoe Expires January 25, 2010 [Page 32]
Internet-Draft ECN Tunnelling July 2009
their contents. But 'I' can also use IPsec tunnel mode to allow 'A'
to communicate with 'B', but impose encryption to prevent 'A' leaking
information to 'M'. Or 'E' can insist that 'I' uses tunnel mode
authentication to prevent 'M' communicating information to 'B'.
Mutable IP header fields such as the ECN field (as well as the TTL/
Hop Limit and DS fields) cannot be included in the cryptographic
calculations of IPsec. Therefore, if 'I' copies these mutable fields
into the outer header that is exposed across the tunnel it will have
allowed a covert channel from 'A' to M that bypasses its encryption
of the inner header. And if 'E' copies these fields from the outer
header to the inner, even if it validates authentication from 'I', it
will have allowed a covert channel from 'M' to 'B'.
ECN at the IP layer is designed to carry information about congestion
from a congested resource towards downstream nodes. Typically a
downstream transport might feed the information back somehow to the
point upstream of the congestion that can regulate the load on the
congested resource, but other actions are possible (see [RFC3168]
S.6). In terms of the above unicast scenario, ECN effectively
intends to create an information channel (for congestion signalling)
from 'M' to 'B' (for 'B' to feed back to 'A'). Therefore the goals
of IPsec and ECN are mutually incompatible.
With respect to the DS or ECN fields, S.5.1.2 of RFC4301 says,
"controls are provided to manage the bandwidth of this [covert]
channel". Using the ECN processing rules of RFC4301, the channel
bandwidth is two bits per datagram from 'A' to 'M' and one bit per
datagram from 'M' to 'A' (because 'E' limits the combinations of the
2-bit ECN field that it will copy). In both cases the covert channel
bandwidth is further reduced by noise from any real congestion
marking. RFC4301 implies that these covert channels are sufficiently
limited to be considered a manageable threat. However, with respect
to the larger (6b) DS field, the same section of RFC4301 says not
copying is the default, but a configuration option can allow copying
"to allow a local administrator to decide whether the covert channel
provided by copying these bits outweighs the benefits of copying".
Of course, an administrator considering copying of the DS field has
to take into account that it could be concatenated with the ECN field
giving an 8b per datagram covert channel.
For tunnelling the 6b Diffserv field two conceptual models have had
to be defined so that administrators can trade off security against
the needs of traffic conditioning [RFC2983]:
The uniform model: where the Diffserv field is preserved end-to-end
by copying into the outer header on encapsulation and copying from
the outer header on decapsulation.
Briscoe Expires January 25, 2010 [Page 33]
Internet-Draft ECN Tunnelling July 2009
The pipe model: where the outer header is independent of that in the
inner header so it hides the Diffserv field of the inner header
from any interaction with nodes along the tunnel.
However, for ECN, the new IPsec security architecture in RFC4301 only
standardised one tunnelling model equivalent to the uniform model.
It deemed that simplicity was more important than allowing
administrators the option of a tiny increment in security, especially
given not copying congestion indications could seriously harm
everyone's network service.
B.2. Control Constraints
Congestion control requires that any congestion notification marked
into packets by a resource will be able to traverse a feedback loop
back to a function capable of controlling the load on that resource.
To be precise, rather than calling this function the data source, we
will call it the Load Regulator. This will allow us to deal with
exceptional cases where load is not regulated by the data source, but
usually the two terms will be synonymous. Note the term "a function
_capable of_ controlling the load" deliberately includes a source
application that doesn't actually control the load but ought to (e.g.
an application without congestion control that uses UDP).
A--->R--->I=========>M=========>E-------->B
Figure 6: Simple Tunnel Scenario
We now consider a similar tunnelling scenario to the IPsec one just
described, but without the different security domains so we can just
focus on ensuring the control loop and management monitoring can work
(Figure 6). If we want resources in the tunnel to be able to
explicitly notify congestion and the feedback path is from 'B' to
'A', it will certainly be necessary for 'E' to copy any CE marking
from the outer header to the inner header for onward transmission to
'B', otherwise congestion notification from resources like 'M' cannot
be fed back to the Load Regulator ('A'). But it does not seem
necessary for 'I' to copy CE markings from the inner to the outer
header. For instance, if resource 'R' is congested, it can send
congestion information to 'B' using the congestion field in the inner
header without 'I' copying the congestion field into the outer header
and 'E' copying it back to the inner header. 'E' can still write any
additional congestion marking introduced across the tunnel into the
congestion field of the inner header.
It might be useful for the tunnel egress to be able to tell whether
Briscoe Expires January 25, 2010 [Page 34]
Internet-Draft ECN Tunnelling July 2009
congestion occurred across a tunnel or upstream of it. If outer
header congestion marking was reset by the tunnel ingress ('I'), at
the end of a tunnel ('E') the outer headers would indicate congestion
experienced across the tunnel ('I' to 'E'), while the inner header
would indicate congestion upstream of 'I'. But similar information
can be gleaned even if the tunnel ingress copies the inner to the
outer headers. At the end of the tunnel ('E'), any packet with an
_extra_ mark in the outer header relative to the inner header
indicates congestion across the tunnel ('I' to 'E'), while the inner
header would still indicate congestion upstream of ('I'). Appendix C
gives a simple and precise method for a tunnel egress to infer the
congestion level introduced across a tunnel.
All this shows that 'E' can preserve the control loop irrespective of
whether 'I' copies congestion notification into the outer header or
resets it.
That is the situation for existing control arrangements but, because
copying reveals more information, it would open up possibilities for
better control system designs. For instance, Appendix E describes
how resetting CE marking on encapsulation breaks a proposed
congestion marking scheme on the standards track. It ends up
removing excessive amounts of traffic unnecessarily. Whereas copying
CE markings at ingress leads to the correct control behaviour.
B.3. Management Constraints
As well as control, there are also management constraints.
Specifically, a management system may monitor congestion markings in
passing packets, perhaps at the border between networks as part of a
service level agreement. For instance, monitors at the borders of
autonomous systems may need to measure how much congestion has
accumulated so far along the path, perhaps to determine between them
how much of the congestion is contributed by each domain.
In this document we define the baseline of congestion marking (or the
Congestion Baseline) as the source of the layer that created (or most
recently reset) the congestion notification field. When monitoring
congestion it would be desirable if the Congestion Baseline did not
depend on whether packets were tunnelled or not. Given some tunnels
cross domain borders (e.g. consider M in Figure 6 is monitoring a
border), it would therefore be desirable for 'I' to copy congestion
accumulated so far into the outer headers, so that it is exposed
across the tunnel.
Briscoe Expires January 25, 2010 [Page 35]
Internet-Draft ECN Tunnelling July 2009
Appendix C. Contribution to Congestion across a Tunnel
This specification mandates that a tunnel ingress determines the ECN
field of each new outer tunnel header by copying the arriving header.
Concern has been expressed that this will make it difficult for the
tunnel egress to monitor congestion introduced only along a tunnel,
which is easy if the outer ECN field is reset at a tunnel ingress
(RFC3168 full functionality mode). However, in fact copying CE marks
at ingress will still make it easy for the egress to measure
congestion introduced across a tunnel, as illustrated below.
Consider 100 packets measured at the egress. Say it measures that 30
are CE marked in the inner and outer headers and 12 have additional
CE marks in the outer but not the inner. This means packets arriving
at the ingress had already experienced 30% congestion. However, it
does not mean there was 12% congestion across the tunnel. The
correct calculation of congestion across the tunnel is p_t = 12/
(100-30) = 12/70 = 17%. This is easy for the egress to measure. It
is simply the packets with additional CE marking in the outer header
(12) as a proportion of packets not marked in the inner header (70).
Figure 7 illustrates this in a combinatorial probability diagram.
The square represents 100 packets. The 30% division along the bottom
represents marking before the ingress, and the p_t division up the
side represents marking introduced across the tunnel.
^ outer header marking
|
100% +-----+---------+ The large square
| | | represents 100 packets
| 30 | |
| | | p_t = 12/(100-30)
p_t + +---------+ = 12/70
| | 12 | = 17%
0 +-----+---------+--->
0 30% 100% inner header marking
Figure 7: Tunnel Marking of Packets Already Marked at Ingress
Appendix D. Why Losing ECT(1) on Decapsulation Impedes PCN
Congestion notification with two severity levels is currently on the
IETF's standards track agenda in the Congestion and Pre-Congestion
Notification (PCN) working group. The PCN working group requires
four congestion states (not PCN-enabled, not marked and two
increasingly severe levels of congestion marking--see [RFC5559]).
The aim is for the less severe level of marking to stop admitting new
traffic and the more severe level to terminate sufficient existing
Briscoe Expires January 25, 2010 [Page 36]
Internet-Draft ECN Tunnelling July 2009
flows to bring a network back to its operating point after a link
failure.
(Note on terminology: wherever this document counts four congestion
states, the PCN working group would count this as three PCN states
plus a not-PCN-enabled state.)
Although the ECN field gives sufficient codepoints for four states,
pre-existing ECN tunnelling RFCs prevented the PCN working group from
using four ECN states in case any tunnel decapsulations occur within
a PCN region. If a node in a tunnel changes the ECN field to ECT(0)
or ECT(1), this change would be discarded by a tunnel egress
compliant with RFC4301 or RFC3168. This can be seen in Figure 2
(Section 3.2), where ECT values in the outer header are ignored
unless the inner header is the same. Effectively the decapsulation
rules of RFC4301 and RFC3168 waste one ECT codepoint; they treat the
ECT(0) and ECT(1) codepoints as a single codepoint.
As a consequence, the PCN w-g initially took the approach of a
standards track baseline encoding for three states
[I-D.ietf-pcn-baseline-encoding] and a number of experimental
alternatives to add or avoid the fourth state. Without wishing to
disparage the ingenuity of these work-rounds, none were chosen for
the standards track because they were either somewhat wasteful,
imprecise or complicated. One uses a pair of Diffserv codepoint(s)
in place of each PCN DSCP to encode the extra state
[I-D.ietf-pcn-3-state-encoding], using up the rapidly exhausting DSCP
space while leaving an ECN codepoint unused. Another PCN encoding
has been proposed that would survive tunnelling without an extra DSCP
[I-D.ietf-pcn-psdm-encoding], but it requires the PCN edge gateways
to share state out of band so the egress edge can know which marking
a packet started with at the ingress edge. Yet another work-round to
the ECN tunnelling problem proposes a more involved marking algorithm
in forwarding elements to encode the three congestion notification
states using only two ECN codepoints [I-D.satoh-pcn-st-marking]. One
work-round takes a different approach; it compromises the precision
of the admission control mechanism in some network scenarios, but
manages to work with just three encoding states and a single marking
algorithm [I-D.ietf-pcn-sm-edge-behaviour].
Rather than require the IETF to bless any of these experimental
encoding work-rounds, the present specification fixes the root cause
of the problem so that operators deploying PCN can simply require
that tunnel end-points within a PCN region should comply with this
new ECN tunnelling specification. Universal compliance is feasible
for PCN, because it is intended to be deployed in a controlled
Diffserv region. Assuming tunnels within a PCN region will be
required to comply with the present specification, the PCN w-g is
Briscoe Expires January 25, 2010 [Page 37]
Internet-Draft ECN Tunnelling July 2009
progressing a trivially simple four-state ECN encoding
[I-D.ietf-pcn-3-in-1-encoding].
Appendix E. Why Resetting ECN on Encapsulation Impedes PCN
The PCN architecture says "...if encapsulation is done within the
PCN-domain: Any PCN-marking is copied into the outer header. Note: A
tunnel will not provide this behaviour if it complies with [RFC3168]
tunnelling in either mode, but it will if it complies with [RFC4301]
IPsec tunnelling. "
The specific issue here concerns PCN excess rate marking
[I-D.ietf-pcn-marking-behaviour]. The purpose of excess rate marking
is to provide a bulk mechanism for interior nodes within a PCN domain
to mark traffic that is exceeding a configured threshold bit-rate,
perhaps after an unexpected event such as a reroute, a link or node
failure, or a more widespread disaster. PCN is intended for
inelastic flows, so just removing marked packets would degrade every
flow to the point of uselessness. Instead, the edge nodes around a
PCN domain terminate an equivalent amount of traffic, but at flow
granularity. As well as protecting the surviving inelastic flows,
this also protects the share of capacity set aside for elastic
traffic. But users are very sensitive to their flows being
terminated while in progress, therefore no more flows should be
terminated than absolutely necessary.
Re-routes are a common cause of QoS degradation in IP networks.
After re-routes it is common for multiple links in a network to
become stressed at once. Therefore, PCN excess rate marking has been
carefully designed to ensure traffic marked at one queue will not be
counted again for marking at subsequent queues (see the `Excess
traffic meter function' of [I-D.ietf-pcn-marking-behaviour]).
However, if an RFC3168 tunnel ingress intervenes, it resets the ECN
field in all the outer headers. This will cause excess traffic to be
counted more than once, leading to many flows being removed that did
not need to be removed at all. This is why the an RFC3168 tunnel
ingress cannot be used in a PCN domain.
The original reason an RFC3168 encapsulator reset the ECN field was
to block a covert channel (Appendix B.1), with the overriding aim of
consistent behaviour between IPsec and non-IPsec tunnels. But later
RFC4301 IPsec encapsulation placed simplicity above the need to block
the covert channel, simply copying the ECN field.
The ECN reset in RFC3168 is no longer deemed necessary, it is
inconsistent with RFC4301, it is not as simple as RFC4301 and it is
impeding deployment of new protocols like PCN. The present
Briscoe Expires January 25, 2010 [Page 38]
Internet-Draft ECN Tunnelling July 2009
specification corrects this perverse situation.
Appendix F. Compromise on Decap with ECT(1) Inner and ECT(0) Outer
A packet with an ECT(1) inner and an ECT(0) outer should never arise
from any known IETF protocol. Without giving a reason, RFC3168 and
RFC4301 both say the outer should be ignored when decapsulating such
a packet. This appendix explains why it was decided not to change
this advice.
In summary, ECT(0) always means 'not congested' and ECT(1) may imply
the same [RFC3168] or it may imply a higher severity congestion
signal [RFC4774], [I-D.ietf-pcn-3-in-1-encoding], depending on the
transport in use. Whether they mean the same or not, at the ingress
the outer should have started the same as the inner and only a broken
or compromised router could have changed the outer to ECT(0).
The decapsulator can detect this anomaly. But the question is,
should it correct the anomaly by ignoring the outer, or should it
reveal the anomaly to the end-to-end transport by forwarding the
outer?
On balance, it was decided that the decapsulator should correct the
anomaly, but log the event and optionally raise an alarm. This is
the safe action if ECT(1) is being used as a more severe marking than
ECT(0), because it passes the more severe signal to the transport.
However, it is not a good idea to hide anomalies, which is why an
optional alarm is suggested. It should be noted that this anomaly
may be the result of two changes to the outer: a broken or
compromised router within the tunnel might be erasing congestion
markings introduced earlier in the same tunnel by a congested router.
In this case, the anomaly would be losing congestion signals, which
needs immediate attention.
The original reason for defining ECT(0) and ECT(1) as equivalent was
so that the data source could use the ECN nonce [RFC3540] to detect
if congestion signals were being erased. However, in this case, the
decapsulator does not need a nonce to detect any anomalies introduced
within the tunnel, because it has the inner as a record of the header
at the ingress. Therefore, it was decided that the best compromise
would be to give precedence to solving the safety issue over
revealing the anomaly, because the anomaly could at least be detected
and dealt with internally.
Superficially, the opposite case where the inner and outer carry
different ECT values, but with an ECT(1) outer and ECT(0) inner seems
to require a similar compromise. However, because that case is
reversed, no compromise is necessary; it is best to forward the outer
Briscoe Expires January 25, 2010 [Page 39]
Internet-Draft ECN Tunnelling July 2009
whether the transport expects the ECT(1) to mean a higher severity
than ECT(0) or the same severity. Forwarding the outer either
preserves a higher value (if it is higher) or it reveals an anomaly
to the transport (if the two ECT codepoints mean the same severity).
Author's Address
Bob Briscoe
BT
B54/77, Adastral Park
Martlesham Heath
Ipswich IP5 3RE
UK
Phone: +44 1473 645196
EMail: bob.briscoe@bt.com
URI: http://www.cs.ucl.ac.uk/staff/B.Briscoe/
Briscoe Expires January 25, 2010 [Page 40]